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Finance Dictionary and Glossary of Investment Terms
Form 3
Definition 1.
A document required by the SEC and the appropriate stock exchange to announce the holdings of directors, officers, and shareholders owning 10% or more of the company's outstanding stock.
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Definition 2.
A form required by the SEC and the stock exchange from all holders of 10% or more of a company's stock and all directors and officers, which details securities owned.
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