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Finance Dictionary and Glossary of Investment Terms
Registration
Definition 1.
In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.
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Definition 2.
The filing process a company performs, in accordance with SEC regulations, prior to offering a new issue to the public. This process enables the SEC to confirm that the issue meets all the regulatory requirements.
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