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Finance Dictionary and Glossary of Investment Terms
transfer agent
Definition 1.
An agent employed by a corporation or mutual fund to maintain shareholder records, including purchases, sales, and account balances.
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Definition 2.
Individual or institution a company appoints to look after the transfer of securities.
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Definition 3.
An agent who maintains records of stock and bond owners to cancel and issue certificates, and resolve problems arising from lost, destroyed, or stolen certificates. (See registrar)
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Definition 4.
An agent used by a corporation to maintain records of stock or bond owners, cancel and issue certificates, as well as deal with any associated problems (i.e. lost or stolen certificates).
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